Retirement

Plan Design & Compliance

We help businesses keep their retirement plans compliant, efficient, and aligned with changing regulations. Our team reviews plan design, operations, and participant strategies to help optimize performance while reducing administrative and fiduciary challenges.

Plan Level-Benchmarking

Retirement plans require ongoing review to keep pace with changing legislation and compliance requirements. Plybon & Associates, Inc. reviews plan design and operational features to help evaluate key aspects of retirement plan administration and compliance.

Fiduciary Audit Package

Plybon & Associates, Inc. offers a fiduciary oversight program that provides independent governance and monitoring to support retirement plan management. The program helps plan sponsors fulfill fiduciary responsibilities through documentation, investment oversight, continuity, and clearly defined roles and responsibilities.

Employee Communication & Education

Plybon & Associates, Inc. develops customized retirement plan communication programs tailored to each company’s employee population. These programs include enrollment, education, and communication resources designed to increase employee understanding and participation.

Fiduciary Checklist

A well-managed retirement plan requires ongoing oversight, compliance, and participant support. This resource outlines key best practices that help keep retirement plans compliant, effective, and aligned with regulatory requirements.

Investment Due Diligence

Plybon & Associates, Inc. works with retirement plan committees to develop and maintain an investment strategy through an investment policy statement and ongoing investment analysis. Investments are evaluated using multiple analytical measurements, with regular reviews to document compliance with Department of Labor guidelines and help minimize fiduciary liability.